Section 18 of the Trade Marks Act, 1999: Applying for Trademark Registration

by Jitender
Indian Trademark Law

We will closely analyze Section 18 of the Trade Marks Act, 1999, alongside significant landmark cases linked to it. This piece will guide you through the eligibility requirements for trademark registration, the various types of trademarks available, the step-by-step registration process, and the circumstances under which registration may be denied.

Introduction

A “trademark” is formed from two words: “trade” and “mark.” Essentially, a trademark serves as a symbol or indicator of trade. When individuals identify a trademark, it provides a clear understanding of the associated business or product. According to Section 2(zb) of the Trade Marks Act, 1999, a trademark is defined as a mark that can represent a brand’s identity in a way that distinguishes one person’s goods or services from another’s. It encompasses everything from the shape of goods, their packaging, to color combinations.

The primary purpose of a trademark is to enable consumers to recognize a specific business. This distinct identity helps prevent unauthorized usage of someone else’s products or services. To enjoy the benefits of trademark protection, it is essential to register the trademark according to the Act.

Chapter III of the Act elaborates on the registration procedure and duration. To submit a trademark registration application, one must comply with the stipulations outlined in Section 18 of the Act. Trademark registration offers exclusive rights to the owner and protects them from unauthorized use of similar trademarks. This article aims to provide an in-depth analysis of Section 18 and its application process.

Meaning of Trademark and Its Registration

Trademarks act as unique identifiers for the goods or services offered by a person or company. They play a critical role in assisting customers in distinguishing one brand from another in the marketplace. Trademarks are regarded as intellectual property and are safeguarded against infringement. By registering a trademark, a holder can legally protect their brand from unauthorized use.

A registered trademark is valid for ten years and can be renewed indefinitely. The rules governing trademark registration can be found in the Trade Marks Act, 1999. Key features of a trademark include the following:

  • Trademarks help consumers recognize goods or services, linking them to a particular business and establishing brand reputation. For instance, the iconic logo of McDonald’s quickly evokes thoughts of their famous burgers and fries.
  • Trademark registration provides legal protection to the owner, granting them the ability to take action against anyone using a similar mark that may lead to confusion.
  • A registered trademark discourages unauthorized use by fraud or misrepresentation, ensuring that consumers receive genuine goods and services.

Clause-wise Explanation of Section 18 of Trade Marks Act, 1999

Section 18 lays out the guidelines for registering a trademark. To apply for trademark registration, applicants must fulfill specific criteria laid out in this section.

Section 18(1) states that any person claiming to be the owner of a trademark, whether currently used or proposed for future use, can apply to the registrar in the specified format.

According to Section 18(2), a single application may cover multiple classes of goods or services. The classification system divides these into 45 distinct classes, and the registration fee must be paid for each class.

Section 18(3) indicates that the application must be submitted to the Trade Mark Registry office corresponding to the applicant’s primary business location. If a trademark is jointly applied for by multiple parties, the application should be made where the lead applicant is based. If one applicant does not have a business location in India, the application should instead be made to the office corresponding to their address for service in India.

Illustration: If “Company A” is situated in Delhi and “Company B” in Mumbai, and both are applying for a trademark jointly, the application should be filed in Delhi, where Company A’s primary office is located.

Section 18(4) gives the registrar the discretion to accept or refuse the application and potentially impose conditions or requirements as deemed fit.

Lastly, Section 18(5) requires that if the registrar refuses or conditionally accepts the application, they must document the reasons for this decision and the materials influencing their determination.

Different Types of Trademarks That Can Be Registered

There are various types of trademarks that can be registered, including product marks, service marks, collective marks, certification marks, shape marks, pattern marks, and sound marks. While varying in nature, the common goal of these trademarks is to enable consumers to identify the source of goods or services offered.

Product Mark

A product mark identifies a specific product or good, excluding services. It distinguishes the product made by a particular manufacturer or seller. Applications for product marks fall under trademark classes 1-34 and are valid for ten years, with renewal possible after expiration.

For example, the logo of “Apple” on products like the iPhone clearly signifies the source of those goods.

Service Mark

A service mark is associated with services rather than products. Its purpose is to highlight the source of service and differentiate it from others in the market. Service marks can be registered under classes 35-45, which specifically represent various services.

For instance, the “FedEx” logo denotes a specific courier service trademarked for that function.

Collective Mark

A collective mark is used by a group of individuals, typically in a certain association, to protect goods or services collectively. This mark helps inform the public about specific standards associated with the products or services it represents.

An example is the “CA” logo representing the Institute of Chartered Accountants of India.

Certification Mark

A certification mark indicates specific details about a product’s origin, quality, or manufacturing standard. The primary aim of this mark is to assure customers of the product’s compliance with certain established standards.

For instance, “AGMARK” represents agricultural products that meet specific quality criteria.

Shape Mark

A shape mark protects the unique shape of a product or its packaging. This type of trademark is crucial as it ensures that a specific product’s shape stands out in the marketplace.

For example, the distinct design of a Coca-Cola bottle is a registered shape mark that sets it apart from other beverages.

Pattern Mark

Pattern marks can be registered for products featuring a distinctive design or pattern that differentiates them from similar offerings. Only unique patterns that meet established criteria can receive trademark status.

A well-known pattern mark includes the iconic Louis Vuitton checkered pattern.

Sound Mark

A sound mark identifies the source of a product or service through a unique sound. To be registered, the sound needs to be readily recognizable to the relevant consumer audience.

An example is the theme tune of the Indian Premier League (IPL) or the familiar tune from the Looney Tunes franchise by Warner Bros.

Eligibility for Trademark Registration

The trademark registration process can be complex, with various regulations and criteria. Only specific entities can apply for trademark registration in India.

Entities Eligible for Trademark Registration in India

An Individual

Individuals can file for trademark registration for any name or symbol they intend to use, even if they are not engaged in commercial activities.

Joint Owners

Joint owners may apply collectively for trademark registration, and the application must include all names involved.

Proprietorship Firm

Proprietorship firms can apply for trademark registration in the owner’s name, not the business name. Each name needs to be treated independently.

Partnership Firm

Partnership firms may register a trademark, with all partners’ names required to be disclosed in the application. If a minor is a partner, a guardian must represent them.

Limited Liability Partnership

Registering a trademark for a limited liability partnership must occur under the partnership’s name, with individual partners not serving as applicants.

Indian Company

Any registered Indian company may apply for trademark registration, regardless of its structure. The application must be in the company’s name.

Foreign Company

A foreign company can register its trademark in India, but it must use the name under which it is registered in its home country.

Trust or Society

Trusts and societies may submit trademark applications, requiring that a controlling trustee or society member represents them.

Documents Required for Trademark Registration

The documentation necessary for trademark registration varies depending on the entity type. An applicant must also pay a registration fee, ranging from ₹4,500 to ₹9,500.

The lower fee of ₹4,500 is available for small businesses, startups, individuals, and proprietorships. To qualify as a small business, you need to present a Udyog Aadhar registration.

Individual and Sole Proprietorship

The documents required for an individual applying for a trademark are:

  • PAN card.
  • Logo (if available) or a written description of the trademark.
  • Specific details about the trademarked goods or services.
  • Signed Form-48, authorizing the filing attorney.
  • Contact details, including phone and email.

Partnership Firm / Limited Liability Partnership / Company

The documents required for trademarks where a partnership firm or company is applying include:

  • Identity proof (PAN card, Aadhar, etc.).
  • GST registration, if applicable.
  • Copy of the logo, if any.
  • Signed Form-48.
  • Partnership deed or certificate of incorporation.
  • Relevant contact details.

Other Applicants

Entities not having Udyog Aadhar registration submitting trademark applications need to provide:

  • Copy of logo, or a written description if no logo exists.
  • Signed Form-48.
  • Incorporation certificate or partnership deed.
  • Identity proof of the signatory.

Other Eligibility Criteria for Trademark Registration

Specific characteristics must be fulfilled for a trademark to be eligible for registration:

  • **Distinctiveness**: The mark must be distinctive and capable of distinguishing goods or services from others in the market.
  • **Non-offensive**: It should not be deemed offensive, vulgar, or conflicting with public law or morality.
  • **Non-fraudulency**: The registered trademark must not falsely mislead consumers about the nature of the goods or services.
  • **Non-descriptiveness**: Descriptive terms cannot be registered unless they have acquired distinctiveness through extensive use.
  • **Compliance with Trademark Act, 1999**: Marks that conflict with existing regulations cannot be registered.

Process of Trademark Registration

The trademark registration process is intricate and involves several steps. An applicant must begin by submitting an application, followed by examination, public publication, and potential opposition. Below is a detailed breakdown of every stage of the trademark registration process:

Step 1: Search for the Trademark

The applicant should carefully search existing trademarks to ensure their proposed mark doesn’t conflict with already registered ones. The trademark search provides an understanding of competition and the potential for registration.

Step 2: File the Trademark Application

The application can be filed online through the IP India website or physically at the appropriate Trade Mark Office. All required documents and evidence of prior use, if applicable, must accompany the application.

Step 3: Examination of Trademark Application by Government Authority

Once an application is filed, it is examined within 30 days. This examination report may list objections, which the applicant must address within 30 days by submitting a counterstatement.

Step 4: Post-examination

After reviewing the applicant’s response, a hearing may be scheduled if the registrar is not satisfied. Depending on the resolution of objections, the trademark may be accepted or rejected.

Step 5: Advertisement of Trademark

If accepted, the trademark is advertised in the Trade Marks Journal for four months to allow for public opposition. The journal is published weekly and accessible online.

Step 6: Opposition from the General Public

If any objections arise, they must be addressed through a formal process, including counterstatements and hearings, which ultimately decides the application’s fate.

Step 7: Registration of Trademark

Once objections are resolved, the trademark is formally registered, remaining valid for ten years and eligible for renewal thereafter.

Refusal of Registration of a Trademark

Trademark registration grants exclusive rights, but the registry may refuse an application based on two primary grounds outlined in Sections 9 and 11 of the Act.

Absolute Grounds for Refusal of Registration

Section 9 provides reasons for refusing trademarks, including:

  • Mark lacks distinctiveness.
  • Mark that describes the product’s quality, quantity, or origin.
  • General terminologies used commonly.
  • Marks misleading the general public.
  • Offensive or scandalous content.

Relative Grounds for Refusal of Registration

Section 11 highlights grounds related to confusion with existing marks, such as:

  • Trademarks similar to already registered ones.
  • Marks damaging the reputation of existing well-known trademarks.

Whether Section 18 is Applicable to the Well-Known Mark

Before 2017, “well-known marks” didn’t have a standard registration process. However, after the introduction of the Trademark Rule, 2017, well-known marks can be registered following specified procedures, allowing stronger protections against unauthorized use.

Advantages and Disadvantages of Trademark Registration

Registering a trademark is vital for protecting a business’s reputation. It upholds intellectual property rights and offers multiple benefits, though some limitations should be considered.

Advantages of Trademark Registration

  • **Protection of Intellectual Asset**: Trademark registration solidifies ownership, offering legal protection against unauthorized use.
  • **Exclusive Use**: Registrants gain exclusive rights, enabling legal action against infringers.
  • **Building Goodwill**: Trademarks can create lasting customer loyalty and brand recognition.
  • **Differentiate Products/Services**: They help consumers identify a brand’s quality and purpose.
  • **Legal Action against Infringement**: Registered trademark owners can enforce their rights in court.
  • **Legal Recognition**: A registered mark serves as evidence of ownership in any legal battles.
  • **Global Recognition**: While India’s registration doesn’t grant global rights, it aids in establishing international trademark claims.
  • **Retention of Trademark in New Markets**: Registered trademarks support expansion into new areas while maintaining brand identity.

Disadvantages of Trademark Registration

  • **No Alterations Post-Registration**: Once established under a specific class, it cannot change to cover different goods without a new application.
  • **Opposition Procedures**: Third-party objections can complicate the registration due to the publication of the application.
  • **Periodic Renewal Required**: Registrations last ten years and must be renewed, with fees imposed.
  • **Limited Scope**: Protection applies only to registered goods or services and not beyond that.
  • **Some Marks Cannot Be Registered**: Regulations prevent the registration of descriptive, generic, or misleading trademarks.

Relevant Case Laws

L.D. Malhotra Industries vs Ropi Industries (1975)

Facts

This case involved two industries producing dress hooks. Ropi Industries, founded in 1963, had established a market presence before L.D. Malhotra Industries’ trademark registration in 1967 for “Kismat.” Ropi Industries claimed prior usage of the trademark, supported with evidence.

Judgment

The court ruled in favor of Ropi Industries, establishing the principle that prior use holds authority over trademark registration.

M/S. Nandhini Deluxe vs. M/S. Karnataka Cooperative Milk (2018)

Facts

In this case, Nandhini Deluxe commenced operations in 1989 but faced opposition when applying for trademark protection, due to a similar mark already registered for a milk brand.

Judgment

The Supreme Court ruled that different markets with distinct offerings don’t necessarily cause public confusion, thus allowing the trademark registration for Nandhini Deluxe conditional on not entering the milk market.

S. Syed Mohideen vs. P. Sulochana Bai (2015)

Facts

This case revolved around the “Iruttukadi Halwa” brand. A family dispute arose concerning the use of this trademark after a similar mark was registered by a competitor.

Judgment

The court upheld the original trademark holder’s rights, emphasizing public goodwill associated with established brands.

Abu Dhabi Global Market vs. The Registrar of Trade Mark (2023)

Facts

This appeal was regarding the rejection of the “ABU DHABI GLOBAL MARKET” trademark application by the official registrar.

Judgment

The Delhi High Court deemed the mark distinctive enough for registration, challenging the registrar’s initial decision.

Conclusion

The registration of trademarks is a cornerstone in safeguarding intellectual property rights within the business landscape. Beyond legal protection, it plays a significant role in developing brand identity and recognition. With the assistance of Section 18 of the Act, entities can secure exclusive rights to their trademarks, thwarting unauthorized usage.

The registration process is intricate, time-consuming, and may face challenges such as third-party opposition. Nonetheless, the advantages of trademark registration significantly outweigh potential drawbacks. Businesses must understand and navigate the registration steps outlined in the Act to protect their brand identity in this highly competitive environment.

Frequently Asked Questions (FAQs)

What is Trademark Class?

Trademarks are categorized into various classes according to the type of goods or services they represent. There are 45 trademark classes established by the World Intellectual Property Organization (WIPO). It’s essential to select the correct class to ensure trademark protection.

Can a Trademark Be Altered After It is Registered?

Yes, minor alterations can be made to a registered trademark under Section 22 of the Act, but substantial changes that alter the trademark’s key characteristics are not allowed.

Where Can Trademark Applications Be Filed?

In India, trademark applications can be submitted at any of the five regional Trade Mark Registry offices located in Delhi, Mumbai, Ahmedabad, Kolkata, and Chennai, depending on the applicant’s main business address.

What Are the Legal Implications of Using a Trademark Prior to Its Registration vs. After Registration?

While using a trademark before registration offers minimal protection and rights, once a trademark is registered, it provides robust legal protection and exclusive usage rights.

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